FINRA E-Learning Courses

FINRA 's e-learning courses, developed by FINRA with the help of industry feedback, include interactive scenarios, real-time completion tracking, certificates of completion and optional post-course assessments. E-Learning courses may be used for firm element and other compliance training or simply to remain current on key compliance issues.


These courses are available in two formats:

  • Video courses — about 10- to 15-minutes in length, similar to FINRA's Webcasts for Frontline Staff
  • Text-based courses — more in-depth, 25- to 30-minute modules with decision-based learning scenarios

 

Library Subscriptions If you are considering purchasing more than three courses, a Library Subscription may be the most cost-effective option. The Library Subscription grants you access to FINRA's entire growing library of e-learning courses, including all newly released courses, for a period of one year from the date of the subscription purchase. The Library Subscription FINRA-member rate is $45 per user, and the non-member rate is $90 per user. 

 

Returning users can login to access FINRA e-learning courses.

 

Featured: 3 New AML Courses

 

FINRA E-Learning Courses:

Check back for the following new e-learning courses, which will be launched periodically throughout the year. We also welcome your feedback and suggestions for future e-learning topics.

 

  • Business Entertainment
  • Customer Information Protection
  • Senior Investor Issues
  • Supervision of Electronic Communications

 

Minimum System Requirements

 

E-Learning Refund Policy
Refunds for courses not yet completed will be granted if the request is received in writing within 90 days of purchase date. We regret that refunds will not be granted for course(s) that have been completed.

 

Your use of FINRA e-learning courses signifies that you accept our terms and conditions of use.

 
Questions or Comments? Contact Us