District Preventive Compliance Events

The following is a listing of meetings—for FINRA members—hosted by FINRA's District Offices. Information is organized by District location. If you have questions about a particular meeting, please direct your inquiries to the designated meeting contact listed within these Web pages. 

 

District 1 San Francisco, California	District 2 Los Angeles, California
District 3A Denver, Colorado	District 3B Seattle, Washington
District 4 Kansas City, Missouri	District 5 New Orleans, Louisiana
District 6 Dallas, Texas	District 7 Atlanta, Georgia
District 7 Boca Raton, Florida	District 8 Chicago, Illinois
District 9A Philadelphia, Pennsylvania	District 9B Woodbridge, New Jersey
District 10 New York, New York	District 10 Long Island
District 11 Boston, Massachusetts

Only FINRA’s Annual Conference is open to the media. All other FINRA conferences, pre-conferences, classroom learning, compliance boot camps and FINRA Institute at Wharton are closed to the media.