Compliance Boot Camps

FINRA's Compliance Boot Camps provide a broad view of essential compliance concepts, with core programs for those who are new to compliance or to the securities industry and specialty Boot Camps for more experienced personnel who are looking for a thorough study of current compliance practices. Through a rigorous combination of self-study and classroom training, participants gain valuable insights on compliance activities for immediate application to the workplace.

 

Core Programs:

 

Compliance Boot Camp
Available 2010  

 

Half-Day Compliance Boot Camp
Location Date
Kansas City, MO November 18

 

 

Specialty Programs:

 

Compliance Boot Camp Practical Applications
Location Date
Washington, DC December 3-4


Anti-Money Laundering Compliance Boot Camp
Available in 2010