MSRB G-32 Report Card  

Please note: MSRB Rule G-32 has replaced MSRB Rule G-36, effective June 1, 2009; as a result, the MSRB G-36 Report Card is no longer being published.

 

Effective on June 1, 2009, amended MSRB Rule G-32 consolidated the filing requirements of former Rule G-36 and the official statement delivery requirements of former Rule G-32. FINRA provides the MSRB G-32 report card to help underwriters of municipal securities analyze and improve compliance with MSRB Rule G-32 and related reporting to the MSRB's Electronic Municipal Market Access System (EMMA). Published on a monthly basis, the report contains two views of a firm's data:

 

• The MSRB G-32 Report Card Summary provides a rolling 12 months of statistics on a firm's G-32 document, exemption, and cancellation submissions to EMMA.
• The MSRB G-32 Submitted Filing Details view of the report displays details of each document submitted to EMMA during the month, including document (or exemption) type, Issuer Name and Issue Description, CUSIPs, and closing date.

 

More information on MSRB Rule G-32.

 

Note: All filing information contained in this report has been provided by the MSRB and its accuracy has not been verified by FINRA. If inaccuracies are discovered or you have questions regarding the content of this specific report, please contact FINRA Member Regulation at (202) 728-8133.

 

For more information on the MSRB G-32 Report Cards, view the tutorials.

 

For questions or help, contact the Report Center administrator.